Spectrum Dynamics CIC
Confidential · March 2026

Transforming SEND Support
Through Responsible AI

Investor & Funder Briefing · March 2026
Addressing the UK's most urgent special educational needs crisis.

🏛 Community Interest Company 📍 United Kingdom 🚀 Live Pilot
"SEND support, built with care"
"AI that gives advice and helps you act on it"
"Not-for-profit · UK data only · 24/7 available"
EdTech / LegalTech Pilot Stage CIC (Not-for-profit) UK-sovereign
1.6M
SEND pupils in England
£5.9bn
Council SEND deficits
94%
Complaints upheld by LGO
84%
AI accuracy in evals
The Problem

The UK SEND system is at
breaking point

Families dealing with special educational needs face a system overwhelmed by demand, crippled by underfunding, and failing at every accountability check. The data is stark.

0
pupils have identified special educational needs
Source: DfE, SEN Statistics 2024/25
0
average wait for SEND Tribunal hearings
Source: HMCTS Tribunal Statistics 2024
0
of SEND complaints result in fault findings
Source: Local Government Ombudsman 2024-25
0
accumulated council SEND deficits by March 2026
Source: County Councils Network, 2026

Families are not just underserved. They are actively failed. A 94% fault-finding rate doesn't describe edge cases. It describes the default outcome when families challenge decisions. Most never do, lacking the knowledge, time, or confidence to work through a system designed for professionals.

The £5.9bn deficit means councils are rationing support by stealth. Every unnecessary tribunal costs the state £25,000 to £30,000. Every failed EHCP adds years of unmet need. The system is caught in an expensive, adversarial doom loop. SpektraBot breaks it.

The Solution

Three pillars of meaningful support

SpektraBot doesn't just answer questions. It helps families understand their rights, organise their evidence, and meet every legal deadline. An AI built for the most vulnerable, not the most privileged.

💬

Smart Chat

AI-powered SEND legal guidance available 24/7. Every answer is source-cited directly from the SEND Code of Practice, legislation, and case law, so families know exactly where they stand.

  • Instant answers to EHCP, tribunal & rights questions
  • 222K+ knowledge chunks, barrister-reviewed
  • Cites sources: CoP sections, statute, case law
  • Available every day, any time. No appointment needed
  • Trauma-informed, jargon-free responses
📁

My Child's Folder

AI-assisted document organisation that builds your "golden thread": the continuous chain of evidence linking a child's identified needs to the provisions promised and the outcomes achieved.

  • Upload EHCPs, reports, school letters, correspondence
  • AI extracts: Need → Provision → Outcome → Evidence
  • Ready-made case summary for tribunal preparation
  • Flag gaps between what's written and what's delivered
  • Exportable timeline for advocates & legal teams
🔔

Reminders

Statutory deadlines are ruthlessly enforced against families who miss them. SpektraBot's deadline tracker ensures no EHCP review, tribunal date, or appeal window is missed.

  • EHCP annual review tracking & alerts
  • Tribunal appeal window countdowns
  • School transfer deadline reminders
  • Email & in-app notifications
  • Customisable per-child deadline management
"AI that gives advice and helps you act on it. Every feature is designed to close the gap between knowing your rights and enforcing them."
Technical Architecture

Built for trust and accuracy

SpektraBot uses Retrieval-Augmented Generation (RAG), not generic AI. Every response is grounded in a curated, specialist knowledge base, reviewed for legal accuracy.

Knowledge Sources
Primary
SEND Code of Practice
Full document, all 11 chapters
Legislation
Children & Families Act 2014
+ SEND Regs 2014, Equality Act 2010
Local Offers
88 / 154
Local Authority knowledge ingested
School Policies
770+
Individual school SEN policies
Vector
Embed
AI Engine & Infrastructure
Knowledge Base
Semantic Search Engine
222K+
knowledge chunks indexed
Language Model
GPT-4o (UK-hosted)
UK data centre · No US data flows
Hosting
UK-Sovereign Cloud
UK data centres · GDPR-compliant
Accuracy
84%
eval score across 74 test cases (improving)
🔒 UK GDPR Compliant 🇬🇧 UK Data Sovereignty ⚖️ Barrister-Reviewed KB ♿ WCAG 2.2 AA ☁️ UK-Sovereign Cloud 🔁 Source-Cited AI 📐 222K+ Knowledge Chunks 🔄 90-day Data Retention
Market Opportunity

A vast, underserved market
at a moment of crisis

SpektraBot sits at the intersection of EdTech and LegalTech: a category that doesn't yet exist for SEND. The demand is urgent, structural, and growing. No direct competitor has been identified across 11-model parallel research.

0
English Local Authorities
each required to maintain SEND local offer
25K+
Schools in England
all with statutory SEND obligations
1.6M
SEND Pupils
identified SEN in England (and growing)

SpektraBot's unique market position

LA Case Management
Capita, Liquidlogic
£40K–£360K/yr
No AI legal guidance for families
School SEN Tools
Edukey, Provision Map
£200–£1,300/yr
Tracking only, no legal layer
AI Legal Tech
Lexis+, Westlaw
£100–£200/user/mo
No SEND specialism
⭐ SpektraBot
SEND-specialist AI
Family-accessible
Legal + practical + organised

£6.6bn cumulative HNB deficit is creating a political imperative to reduce tribunal volumes. SpektraBot directly supports the SEND & AP Improvement Plan's goal of a "less adversarial" system, creating alignment with government reform objectives and public procurement priorities.

The competitive field

No direct competitor exists.
We verified this.

An 11-model parallel research exercise in early 2026 confirmed: no tool currently combines SEND specialist AI, legal guidance, and family-facing accessibility in one platform. SpektraBot is a new category.

Product / Category Typical Cost SEND Legal Guidance AI-Powered Family-Facing SEND Specialist UK-Sovereign
⭐ SpektraBot £Free–£200/mo ✓ Full ✓ ✓ ✓ ✓
Capita ONE (LA) £50K–200K/yr ✗ ⚬ Limited ✗ ⚬ SEND admin ✓
Liquidlogic (LA) £40K–360K/yr ✗ ⚬ Limited ✗ ⚬ Case mgmt ✓
Edukey (School) £200–600/yr ✗ ✗ ✗ ⚬ Tracking ✓
Provision Map (School) £250–1,300/yr ✗ ✗ ✗ ⚬ Tracking ✓
Lexis+ / Westlaw £100–200/user/mo ⚬ Generic ⚬ Limited ✗ Legal prof. ✗ ⚬ Mixed
IPSEA / SNJ Free (charity) ✓ Human ✗ ✓ ✓ ✓
ChatGPT / Generic AI £20/mo ✗ Hallucinations ✓ ✓ ✗ ✗ US servers
The competitive gap is structural, not temporary. LA systems are procurement-locked (5–10 year contracts) with no mandate for family-facing features. Charity advocacy services are chronically underfunded and cannot scale to 1.6M families. Generic AI carries hallucination risk that makes it legally dangerous in this context. SpektraBot's 12–24 month first-mover advantage is compounding daily as the knowledge base grows and accuracy improves.
Revenue Model

Multiple paths to sustainable impact

As a CIC, SpektraBot's revenue model is designed to maximise social impact while building financial sustainability. Families always access core guidance free. Premium tiers serve professionals and institutions.

Segment Annual Price Addressable Market Revenue Potential Notes
Local Authority Tier £9,999/yr 152 LAs up to £1.5M Below direct-award threshold, DPS eligible
School / MAT Tier £1,000–3,000/yr 25,000+ schools £25M–£75M MAT pricing for multi-school licences
Professional / Advocate £50–200/mo 5,000+ advocates £3M–£12M SENCO, advocates, solicitors, IPSEA-trained
Family (Free) Free 1.6M SEND pupils Impact metric Core social mission (grant-subsidised)
Year 1 · 2026/27
£50–300K
Conservative to optimistic
Year 2 · 2027/28
£200K–£700K
Conservative to optimistic
Year 3 · 2028/29
£400K–£2.5M
Conservative to optimistic
Funding Proposition

The right investment for
every funder type

SpektraBot's CIC structure and SEND mission align with a diverse range of public, social, and commercial investors. Here's the case for each.

Public Value Headline

Every 100 tribunals avoided saves the public sector £2.5–3M. SpektraBot pays for itself with a handful of families.

SEND & AP Improvement Plan alignment

SpektraBot directly supports the Government's stated objective of a "less adversarial" SEND system. Reducing tribunal volumes and improving family confidence are both measurable outcomes.

Social Value scoring advantage

CIC structure provides automatic Social Value scoring advantage in public procurement, DPS frameworks, and grant assessments requiring community benefit.

Below direct-award thresholds

LA Tier pricing of £9,999/year is below direct-award procurement thresholds in most frameworks, enabling rapid adoption without full tender process.

UK data sovereignty

All data processed and stored in UK infrastructure. No data leaves UK jurisdiction. Meets NCSC cloud security guidance and GDPR requirements without exception.

Recommended funding routes:
Innovate UK Smart Grants National Lottery Community Fund DfE Family Hubs & SEND grants Spark DPS (Crown Commercial) AI DPS Framework Local Authority Direct Award NHS AHSN Adoption Funds

💚 Measurable social outcomes

94% fault-finding rate means system failure is the default. SpektraBot's measurable outcomes (tribunal avoidance rate, EHCP compliance improvement, family confidence scores) are all quantifiable for impact reporting.

🔒 Mission-protected CIC structure

Community Interest Company with asset lock. Profits cannot be distributed beyond a statutory cap. The mission to serve disabled children and families is legally embedded, not just aspirational.

🌍 Serving vulnerable populations

Disabled children and their families, including disproportionate numbers from deprived communities. SEND families are 3x more likely to experience poverty. This is impact investing in the truest sense.

📊 Blended return potential

Grant funding subsidises family access (free tier) while institutional/professional tiers generate earned revenue. A sustainable mixed-finance model that doesn't compromise mission.

The impact thesis is simple: 1 tribunal avoided ≈ £25–30K saved by the state, hours of distress avoided for a family, and a child who gets the right support without a 50-week wait. SpektraBot makes this happen at scale.

⚡ AI-first architecture

Built from day one as a purpose-built knowledge retrieval engine, not a retrofitted chatbot. 222K+ indexed knowledge chunks with source-cited answers. Architecture scales horizontally on UK cloud infrastructure.

🏆 First-mover with compounding moat

12–24 month competitive moat that compounds with data. Every new LA ingested, every school policy added, every user interaction improves the model. Network effects in a niche domain are powerful and durable.

🔌 Platform expansion path

Guidance → Analytics → Predictive. Phase 2 aggregates anonymised data to surface LA non-compliance patterns. Phase 3 predictive EHCP outcomes. Wonde integration unlocks 22,000 schools via existing MIS connections.

📈 B2B SaaS fundamentals

LA contracts are long-tenure (3–5 year renewals), school licences auto-renew annually, professional subscriptions are high-stickiness. NRR potential exceeds 110% as features expand.

CIC structure is not a constraint for VC. It's a trust signal for institutional sales. LA procurement committees and school governors have fiduciary obligations; a CIC with asset lock materially reduces contract risk and speeds up approval.

Traction & Roadmap

Live, improving, and
ready to scale

Current Status · March 2026
0
Knowledge Chunks Indexed
770+
School Policies Ingested
88/154
LAs with Local Content
84%
Eval Accuracy Score
Live
Production Platform
WCAG
2.2 AA Accessible
Live at
spektrabot.co.uk · docs.spektrabot.co.uk
Product Roadmap 2026–2027
✓
Now · Q1 2026
Live pilot platform · 222K+ KB chunks · 84% accuracy · WCAG 2.2 AA · UK-sovereign infra
Q2
Q2 2026
First LA pilots · Spark DPS application · AI DPS framework listing · My Child's Folder v1 launch
Q3
Q3 2026
School/MAT tier launch · Wonde sandbox integration · SENCO-specific features · Professional tier
Q4
Q4 2026
10+ LA customers · Innovate UK application · G-Cloud listing · 90%+ eval accuracy target
27
2027
50+ LAs · MAT rollouts · Analytics dashboard · Predictive EHCP outcomes · Series A readiness
Strategic Partnerships

Building the team to
scale with confidence

SpektraBot is assembling an advisory board combining frontline SEND legal expertise, leading education law chambers, and proven business scaling experience. That creates a foundation no competitor can easily replicate.

Legal & Domain Adviser
Jim
SEND & Education Lawyer · 5 years at the legal coalface
  • Practising SEND, social care, education and public law specialist. Stress-tests SpektraBot's legal accuracy against real casework.
  • Professional network of leading solicitors, speech & language therapists, occupational therapists, educational psychologists and independent social workers
  • Link to 3PB Barristers, one of the country's leading education law chambers.
  • Proven community builder: initiated international 100+ delegate competitions, chaired SU board of trustees (£2M budget, increased by £160K in 12 months)
Operations & Growth Adviser
Matt
Entrepreneur · built and scaled a seven-figure business
  • Successfully transitioned from working in the business to working on the business. Exactly the scaling journey SpektraBot faces.
  • Operational expertise in client management, human support teams and scaling overwhelm. Key for blending AI and human guidance.
  • Extensive network of financial advisers, investors, accountants and designers ready to deploy
  • Strategic thinking on sustainable revenue models and growth trajectory for CIC structures
⚖️

3PB Education Law Chambers

Through Jim's professional connections, SpektraBot has a direct link to 3PB's Education team: leading barristers specialising in education and SEND law, mediation, and the full range of legal remedies. This enables rigorous stress-testing of SpektraBot's legal models against practitioner-grade knowledge, ensuring the platform covers the full range of available remedies, including non-confrontational solutions and mediation pathways that families often don't know exist.

Phase 1 · Now
Trial access granted,
legal stress-testing begins
Phase 2 · Q1/Q2
Professional beta panel,
community building strategy
Phase 3 · Q2/Q3
Legal content sprint,
3-5 expert reviewers
Phase 4 · Scale
Formal advisory board,
CIC governance integration
🤝
Jim and Matt's advisory involvement represents a strategic moat: direct access to frontline SEND legal practitioners, a leading education law chambers, and proven operational scaling, combined with SpektraBot's AI platform. This is the kind of advisory depth that validates the product and builds trust with LA and school buyers.
Trust & Governance

Responsible AI by design,
not by accident

Trust is not a feature for SpektraBot. It is the foundation. Every architectural decision, every policy, every AI interaction is designed to earn and maintain the trust of the most vulnerable families.

🔒

UK GDPR Compliant

90-day data retention policy, data minimisation by design, full subject access request support, transparent privacy policy. Families' data is never monetised or shared.

🇬🇧

UK Data Sovereignty

All data stored and processed in UK-based infrastructure. No data transits US or non-UK servers. UK data centres only. Meets NCSC cloud security guidance.

⚖️

Barrister-Reviewed KB

The knowledge base is reviewed by specialist SEND barristers for accuracy. Not scraped internet content. Curated, verified, professionally validated legal guidance.

♿

WCAG 2.2 AA Accessible

Full accessibility compliance. Serving families with disabled children means our platform itself must be fully accessible to parents with disabilities, visual impairments, and cognitive differences.

🏛

CIC Asset Lock

Community Interest Company structure with statutory asset lock. Profits cannot be distributed beyond the statutory cap. Mission to serve SEND families is legally embedded and irrevocable.

🤖

AI Transparency Always

SpektraBot always discloses it is an AI. Users are always directed to seek human professional advice for complex legal decisions. Clear escalation paths to qualified advocates and legal professionals.

🛡️
SpektraBot is built on a simple principle: the families who need us most are also the most vulnerable to harm from bad AI. That's why every answer is source-cited, every interaction is logged for audit, and the platform will always tell you when to seek human help.
The Ask

Partner with us to fix
a broken system

"We're seeking partners who believe technology should serve the most vulnerable, not just the most profitable."

Seed / Grant
£150–300K
Cover Year 1 operations, team, and first LA pilot programme
Series A / Growth
£500K–1.5M
Scale to 20+ LAs, launch school tier, Wonde integration, team expansion
Strategic Partnership
Bespoke
Council/MAT partnerships, DPS listings, innovation consortium
Visit SpektraBot Documentation
Get in touch to discuss investment or partnership
hello@spektrabot.co.uk
SpektraBot

Spectrum Dynamics CIC · Registered in England & Wales

This document is confidential and intended solely for the named recipient. The information contained herein is subject to change. Past performance does not guarantee future results.

SpektraBot always discloses it is an AI and recommends professional legal advice for complex decisions.